A well-established advisory firm in South Florida seeks a Risk Advisory Manager to join its Regulatory Compliance team based in Boca Raton . This group specializes in supporting broker-dealers, registered investment advisors (RIAs), and asset managers with compliance related to U.S. financial regulations, including FINRA and SEC requirements.
The ideal candidate is someone who has the following experience:
Key Areas of Regulatory Focus:
Qualifications:
Preferred Attributes:
No licenses required
...Delmock Technologies, Inc. is conducting an ERM refresh initiative for our client focused on individuals with expertise in enterprise risk management, governance frameworks (COSO ERM, ISO 31000), strategic planning, change management, and organizational risk assessment...
...Senior Software Engineer C++ / RTOS Regulated Industry Robotics A pioneering surgical... ...its growing R&D team. This company is developing a next-generation flexible robotic... ...regulated industry standards. Required Experience: Strong proficiency in modern C++ (...
...users/groups to improve current business practices ~ Bachelors degree Responsibilities: The Junior Business Analyst is an entry level position that works closely with the Senior Business Analyst team, OCFS and the Foster Care agencies to achieve the Casework...
...in Encino, California. We are currently seeking an experienced Office Manager to manage our med-legal department for our AME/QME doctors... ...or related field a must. Successfully leading/managing a team of people highly preferred. Highly organized and has the ability...
...OSITION OVERVIEW The Pharmacy Technician at RVL Pharmacy helps patients access UPNEEQ, a first-in class therapy, through best-in-class. This position is our fast-growing, closed-door pharmacy and requires managing a high volume or inbound and outbound calls to assist...